COMPLIANCE
 First
Year
We work with our clients to
develop company specific
controls and processes
before setting effective
dates for audit.
 Second
Year and Beyond
We test
our client's controls,
audit and document
results and streamline
audit processes. We
always recommend remediation
measures if needed
as well as work with
external auditors.
Outside
of Compliance
We help other business
areas to work smoothly
within compliance due
to our deep understanding
of the regulations.
|
Internal Audit
• Test of Design, Test
of
Effectiveness
• Information Technology
General Controls (ITGC)
Audit
• Application Controls
Audit
• Remediation Approach
Compliance
• Risk Control Matrix
(RCM)
Formation/Review
• Engineer Processes
• Risk Assessment on
Designs
• Policies, Procedures,
Work Flows
Documentation Outside
of Compliance
• Business Analysis
• Project Management
• Operational Audits,
such as SAS70 |
